| IM the guy and tell him that your going to look up his CRD# to see if he has a clean U4/U5. He'll know what your talking about if he is a financial advisor. [ www.nasd.org ] Try that. Go to the link that says "research your broker" then put in his name and it should pop up his CRD #. It will give you his firm, home address and what type of complaints that he may have against him. This was given to me by Mustang girl's. Info on how to track a financial advisor, because she is an Executive Recruiter for the number one/two office nationwide, MRI of Portland ( Management Recruiters International ) and this is her specialty. You could also send a letter to his employment with an attached copy of this home page showing the fact to his boss of falsifying documentation and basing a sounds judgment of his character for which the position he claims to hold, which is trust.
Have fun with him. :)
 STAGE V++++ Going to XV+ and beyond :) Yellow Z STAGE II Going to XI+ |